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GMC Self-Referral: When and How to Refer Yourself to the GMC

Dr Shehzad Iqbal

GMC self-referral: when and how to refer yourself to the GMC

In short

You must refer yourself to the GMC without delay, wherever in the world it happens, if you accept a caution, are charged with or found guilty of a criminal offence, are criticised by an official inquiry, or another regulator makes a finding against your registration; for a health condition, the GMC only needs to know if it poses a risk to patients. You self-refer for health on the GMC’s online self-referral form (or by email or post), and the GMC aims to decide and write to you within seven days. Take advice from your defence organisation first; afterwards, our Probity & Ethics CPD courses How to Deal with a Complaint or Investigation and Module on Insight help you show insight and remediation, and count for your CPD.

Deciding whether to tell the GMC?

A police matter, a finding by another regulator, an inquiry or a health condition, and you need to know whether the GMC must hear it from you, and how.

Already self-referred?

You want to show insight and remediation while the GMC looks at the matter, and keep your CPD and appraisal on track.

When must a doctor self-refer to the GMC?

Good medical practice (2024), Domain 4, says you must tell the GMC without delay if, anywhere in the world, you have accepted a caution (or equivalent) from a prosecuting authority, been charged with a criminal offence in person or by post, been found guilty of a criminal offence, been criticised by an official inquiry, or had a finding made against your registration by another professional body after a fitness to practise process.

The GMC’s guidance Reporting criminal and regulatory proceedings within and outside the UK (in effect from 22 April 2013, updated 13 December 2024) lists the same duty in more detail. Paragraph 4 adds:

  • formally admitting a criminal offence, for example by accepting a caution;
  • accepting a penalty notice for disorder at the upper tier penalty level;
  • a cannabis warning (England and Wales) or an anti-social behaviour order;
  • a restriction on your registration, or a finding, by another medical or professional regulator;
  • conduct, including as part of a management team, that directly contributed to an organisation entering a deferred prosecution agreement.

Paragraph 5 covers criticism by an official inquiry anywhere in the world, and paragraph 9 judicial criticism you know of or ought to know of. Paragraph 10 says you must also follow the reporting rules of your employing or contracting organisation, so telling the GMC does not replace telling your employer or responsible officer.

What you do not have to report

Paragraph 11 of the same guidance lists three things the GMC does not need to hear about: a penalty notice for disorder other than at the upper tier, a fixed penalty notice paid for a road traffic offence, and a fixed penalty notice from a local authority, such as for noise or dog fouling. A drink-driving charge is not a fixed penalty matter and must be reported; what each regulator asks is in our guide to drink-driving and your registration. If a matter sits between the lists, paragraph 12 says to ask a defence body, a medical association or the GMC itself before you decide.

GMC self-referral for a health condition

The GMC’s Your health matters pages say it only needs to be made aware of a health condition if it poses a risk to patients. It will consider the condition if you are working, or likely to work, and one of these applies:

  • there are or have been serious concerns about your care, and the condition may have contributed;
  • the condition may affect your conduct or the care you provide;
  • you are not seeking or following treatment and advice, or not engaging with local support;
  • the condition was recently diagnosed, is not well controlled, and it is too early to tell whether treatment can manage the risk.

You do not need to self-refer if there are no conduct concerns and no risk to your care, or if you are working and are seeking and following treatment and taking steps to manage any risk. How a health concern runs once the GMC is involved is in our guide to a GMC investigation and mental health.

How to refer yourself to the GMC

For a health condition, the GMC says the quickest way is its online self-referral form; you can also email the form to the Fitness to Practise Directorate or post it to the GMC in Manchester. Its leaflet for doctors considering self-referral asks for as much detail as possible:

  1. your diagnosis, and how you are managing it, with the support you have;
  2. whether you are working, and where;
  3. supporting letters from your GP, treating doctors or occupational health.

For a caution, charge, conviction or another regulator’s finding, give the facts, the dates, the outcome if there is one and who else you have told. The reporting guidance gives the GMC’s contact details for this, and the contact centre can advise if you are unsure. Before you write anything, speak to your medical defence organisation: what you say now becomes part of the record.

What happens after a self-referral

For a health self-referral, a GMC decision maker reviews the form and the GMC aims to decide and write to you within seven days. If it needs more information to judge the risk to patients, it carries out provisional enquiries: whether you are working, and, with your consent, contact with your treating doctors and your employer or occupational health. The GMC aims to finish provisional enquiries within three months. If there is no risk to patients, a full investigation is not needed.

A self-referral about a criminal or regulatory matter enters the GMC’s fitness to practise process like any other concern. The stages, triage and the Employer Liaison Service are covered in our guide to a GMC referral, and the first steps in GMC investigation advice for doctors.

Remediation and CPD after a self-referral

Telling the GMC yourself, promptly and in full, is part of the honesty Domain 4 asks for. What the GMC then weighs is whether you understand what happened and what you have done about it. A short course matched to the matter, finished early, with a written reflection in your own words, is evidence of insight and remediation:

The same certificates, with your reflection, count as CPD for your appraisal and revalidation. Tell your responsible officer about the self-referral, and keep your appraisal going. Which GMC course fits which concern is set out in our GMC courses guide.

Please note

This guide is general information, not legal advice. The GMC does not approve or endorse any course, and no course decides the outcome of a case. Speak to your medical defence organisation before you refer yourself or send anything to the GMC.

Our courses after a self-referral, and for CPD

For doctors referring themselves to the GMC

How to Deal with a Complaint or Investigation

What the GMC process asks of you, how to respond, and how to show insight and remediation with a reflection in your own words. Probity & Ethics is CPD certified and accredited by The CPD Certification Service (provider no. 13197).

  • £79 (£50 with Bulk Buy 10)
  • 2 CPD hours
  • Certificate on completion

Courses that sit beside it

Bulk Buy covers the £79 courses: 3 for £200, 5 for £300, 10 for £500. Not sure what to take? Book a free 15-minute call or see which course do I need.

Guides that help

The CPD courses linked from this guide, How to Deal with a Complaint or Investigation, Module on Insight, Probity for Healthcare Professionals and Module on Reflection, are by Probity & Ethics, written by Dr Shehzad Iqbal, CPD certified and accredited by The CPD Certification Service (provider no. 13197) and offered since 2020.

Questions and answers

Do I have to self-refer to the GMC after a speeding fine?

No. The GMC reporting guidance says you do not need to tell it about a fixed penalty notice paid for a road traffic offence. A criminal charge for a driving offence is different and must be reported.

Do I have to tell the GMC about a caution received outside the UK?

Yes. Good medical practice and the reporting guidance apply wherever in the world the caution, charge or conviction happens, and the duty is to tell the GMC without delay.

Should I self-refer to the GMC because of depression or another health condition?

Only if the condition poses a risk to patients, for example if it may affect your care or you are not following treatment. If you are seeking and following treatment and managing any risk, the GMC says a self-referral is not needed.

How long does the GMC take to respond to a health self-referral?

The GMC aims to decide and write to you within seven days of receiving the self-referral form. If it needs more information, it aims to finish its provisional enquiries within three months.

Does self-referral mean a GMC investigation?

Not always. For a health self-referral with no risk to patients, a full investigation is not needed. A criminal or regulatory matter goes through the GMC fitness to practise process, where it is assessed like any other concern.

Can a course help after a self-referral, and does it count as CPD?

A course matched to the matter, with your own reflection, is evidence of insight and remediation; it does not decide the outcome, and the GMC does not approve courses. The same dated certificate counts as CPD for appraisal and revalidation.

Key Takeaways

  • Which course should I take for a GMC complaint or investigation? Match the course to the allegation — Which course do I need? lists them by concern; for doctors, the GMC ethics and GMC professionalism courses follow Good Medical Practice 2024.
  • Will a course help my GMC investigation? A course is evidence of insight and remediation, which the GMC case examiners look for — strongest with a written reflection and changes in your practice. No course can guarantee an outcome.
  • When should I send the certificate and reflection to the GMC? With your written response, before the GMC case examiners decide — or before a Medical Practitioners Tribunal (MPTS) or a review if the case has gone further.
  • Can I finish the course before my deadline, and is it CPD accredited? Yes — it is online and self-paced with a certificate on completion, and CPD certified and accredited by The CPD Certification Service, counting towards your appraisal and revalidation.
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